1.2M
XNAS Volume
High volume today
XNAS 19 Mar, 2025 3:04 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| John J. Micek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 26,500 | 26,500 | - | - | Stock option (right to buy) | |
| James J. Bochnowski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 23,200 | 23,200 | - | - | Stock option (right to buy) | |
| Lisa A. Conte | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 16,503 | 16,624 (0%) | 0% | 0 | Common Stock | |
| Lisa A. Conte | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 132,020 | 132,020 | - | - | Stock option (right to buy) | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 39,376 | 39,376 | - | - | Stock option (right to buy) | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 4,922 | 4,957 (0%) | 0% | 0 | Common Stock | |
| Steven R. King | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 39,376 | 39,376 | - | - | Stock option (right to buy) | |
| Steven R. King | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 4,922 | 4,951 (0%) | 0% | 0 | Common Stock | |
| Jonathan B. Siegel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 26,500 | 26,500 | - | - | Stock option (right to buy) | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 4,280 | 4,297 (0%) | 0% | 0 | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 34,240 | 34,240 | - | - | Stock option (right to buy) | |
| Jonathan S. Wolin | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 4,922 | 4,955 (0%) | 0% | 0 | Common Stock | |
| Jonathan S. Wolin | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 39,376 | 39,376 | - | - | Stock option (right to buy) | |
| Anula Jayasuriya | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2024 | 21,000 | 21,000 | - | - | Stock option (right to buy) | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 871 | 871 | - | - | Restricted stock units | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 871 | 2,141 (0%) | 0% | - | Common Stock | |
| Steven R. King | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 612 | 1,756 (0%) | 0% | - | Common Stock | |
| Steven R. King | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 612 | 612 | - | - | Restricted stock units | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 431 | 1,042 (0%) | 0% | - | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 431 | 431 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 871 | 871 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2024 | 871 | 2,012 (0%) | 0% | - | Common Stock | |
| Lisa A. Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 600 | 0 | - | - | Restricted stock units | |
| Lisa A. Conte | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 600 | 4,600 (0%) | 0% | - | Common Stock | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 134 | 1,270 (0%) | 0% | - | Common Stock | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 134 | 0 | - | - | Restricted stock units | |
| Steven R. King | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 178 | 0 | - | - | Restricted stock units | |
| Steven R. King | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 178 | 1,144 (0%) | 0% | - | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 60 | 0 | - | - | Restricted stock units | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 60 | 611 (0%) | 0% | - | Common Stock | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 89 | 1,141 (0%) | 0% | - | Common Stock | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 89 | 0 | - | - | Restricted stock units | |
| John J. Micek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 68,568 | 80,701 (0%) | 0% | 0 | Common Stock | |
| James J. Bochnowski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 76,613 | 78,876 (0%) | 0% | 0 | Common Stock | |
| Lisa A. Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 383,605 | 387,605 (2%) | 2% | 0 | Common Stock | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 204,192 | 205,328 (1%) | 1% | 0 | Common Stock | |
| Steven R. King | see remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 159,168 | 160,133 (1%) | 1% | 0 | Common Stock | |
| Jonathan B. Siegel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 68,568 | 69,874 (0%) | 0% | 0 | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 142,088 | 142,745 (0%) | 0% | 0 | Common Stock | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2023 | 196,628 | 197,680 (1%) | 1% | 0 | Common Stock | |
| Anula Jayasuriya | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2023 | 1,718 | 0 | - | - | Restricted stock units | |
| Anula Jayasuriya | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2023 | 68,568 | 70,286 (0%) | 0% | 0 | Common Stock | |
| Anula Jayasuriya | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2023 | 1,718 | 1,718 (0%) | 0% | 0 | Common Stock | |
| John J. Micek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 1,145 | 1,306 (0%) | 0% | - | Common Stock | |
| John J. Micek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 1,145 | 0 | - | - | Restricted stock units | |
| James J. Bochnowski | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 1,280 | 2,263 (0%) | 0% | - | Common Stock | |
| James J. Bochnowski | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 1,280 | 0 | - | - | Restricted stock units | |
| Lisa A. Conte | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 2,694 | 4,000 (0%) | 0% | - | Common Stock | |
| Lisa A. Conte | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 2,694 | 5,389 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 611 | 1,224 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 611 | 965 (0%) | 0% | - | Common Stock | |
| Jonathan B. Siegel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 1,145 | 0 | - | - | Restricted stock units | |
| Jonathan B. Siegel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 1,145 | 1,306 (0%) | 0% | - | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 431 | 862 | - | - | Restricted stock units | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 431 | 657 (0%) | 0% | - | Common Stock | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 871 | 1,742 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2023 | 871 | 1,052 (0%) | 0% | - | Common Stock | |
| Anula Jayasuriya | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Apr 2023 | 1,718 | 1,718 | - | - | Restricted stock units | |
| Lisa A. Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 600 | 600 | - | - | Restricted stock units | |
| Lisa A. Conte | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2023 | 600 | 1,306 (0%) | 0% | - | Common Stock | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2023 | 44 | 88 (0%) | 0% | - | Common Stock | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 44 | 44 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 177 | 177 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2023 | 177 | 354 (0%) | 0% | - | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2023 | 60 | 226 (0%) | 0% | - | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 60 | 60 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2023 | 88 | 88 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2023 | 88 | 181 (0%) | 0% | - | Common Stock | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Purchase of securities on an exchange or from another person at price $ 0.03 per share. | 31 Dec 2022 | 317 | 6,983 (0%) | 0% | 0.0 | 10 | Common Stock |
| Lisa A. Conte | Director, CEO and President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Dec 2022 | 142,500 | 0 | - | - | Employee Stock Option (right to buy) | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Dec 2022 | 31,667 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steven R. King | Chief of Sustainable Supply | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Dec 2022 | 42,223 | 0 | - | - | Employee Stock Option (right to buy) | |
| Carol R. Lizak | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Dec 2022 | 14,294 | 0 | - | - | Employee Stock Option (right to buy) | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Dec 2022 | 21,112 | 0 | - | - | Employee Stock Option (right to buy) | |
| Gregory J. Divis | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 12,133 | 0 | - | - | Restricted stock units | |
| Gregory J. Divis | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 12,133 | 12,133 (0%) | 0% | - | Common Stock | |
| John J. Micek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 12,133 | 0 | - | - | Restricted stock units | |
| John J. Micek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 12,133 | 12,133 (0%) | 0% | - | Common Stock | |
| James J. Bochnowski | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 13,133 | 73,765 (0%) | 0% | - | Common Stock | |
| James J. Bochnowski | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 13,133 | 0 | - | - | Restricted stock units | |
| Jonathan B. Siegel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 12,133 | 12,133 (0%) | 0% | - | Common Stock | |
| Jonathan B. Siegel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 12,133 | 0 | - | - | Restricted stock units | |
| Lisa A. Conte | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2022 | 45,000 | 53,003 (0%) | 0% | - | Common Stock | |
| Lisa A. Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 45,000 | 90,000 | - | - | Restricted stock units | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 3,333 | 6,666 | - | - | Restricted stock units | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2022 | 3,333 | 3,333 (0%) | 0% | - | Common Stock | |
| Steven R. King | Chief of Sustainable Supply | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 13,333 | 26,666 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2022 | 13,333 | 13,333 (0%) | 0% | - | Common Stock | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 4,513 | 9,028 | - | - | Restricted stock units | |
| Carol R. Lizak | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2022 | 4,513 | 12,481 (0%) | 0% | - | Common Stock | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2022 | 6,666 | 13,333 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2022 | 6,666 | 6,666 (0%) | 0% | - | Common Stock | |
| Gregory J. Divis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 85,900 | 85,900 | - | - | Restricted stock units | |
| John J. Micek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 85,900 | 85,900 | - | - | Restricted stock units | |
| James J. Bochnowski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 96,015 | 96,015 | - | - | Restricted stock units | |
| Pravin R. Chaturvedi | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 195,934 | 195,934 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 137,685 | 137,685 | - | - | Restricted stock units | |
| Jonathan B. Siegel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 85,900 | 85,900 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2022 | 196,018 | 196,018 | - | - | Restricted stock units | |
| James J. Bochnowski | Director | Sale of securities on an exchange or to another person at price $ 1.74 per share. | 03 Jun 2021 | 152 | 954,390 (6%) | 0% | 1.7 | 264 | Common Stock |
| James J. Bochnowski | Director | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 03 Jun 2021 | 292 | 954,542 (6%) | 0% | 1.8 | 511 | Common Stock |
| Gregory J. Divis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 36,400 | 36,400 | - | - | Restricted stock units | |
| Gregory J. Divis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 72,750 | 72,750 | - | - | Stock option (right to buy) | |
| John J. Micek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 72,750 | 72,750 | - | - | Stock option (right to buy) | |
| John J. Micek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 36,400 | 36,400 | - | - | Restricted stock units | |
| James J. Bochnowski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 39,400 | 39,400 | - | - | Restricted stock units | |
| James J. Bochnowski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 78,750 | 78,750 | - | - | Stock option (right to buy) | |
| Jonathan B. Siegel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 72,750 | 72,750 | - | - | Stock option (right to buy) | |
| Jonathan B. Siegel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2021 | 36,400 | 36,400 | - | - | Restricted stock units | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 405,000 | 405,000 | - | - | Restricted stock units | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 810,000 | 810,000 | - | - | Stock option (right to buy) | |
| Steven R. King | Chief of Sustainable Supply | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 120,000 | 120,000 | - | - | Restricted stock units | |
| Steven R. King | Chief of Sustainable Supply | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 240,000 | 240,000 | - | - | Stock option (right to buy) | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 81,250 | 81,250 | - | - | Stock option (right to buy) | |
| Carol R. Lizak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 40,625 | 40,625 | - | - | Restricted stock units | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 120,000 | 120,000 | - | - | Stock option (right to buy) | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2021 | 60,000 | 60,000 | - | - | Restricted stock units | |
| Gregory J. Divis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 26,533 | 26,533 | - | - | Stock option (right to buy) | |
| John J. Micek | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 26,533 | 26,533 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 45,486 | 45,486 | - | - | Stock Option (right to buy) | |
| Lisa A Conte | Director, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 238,293 | 238,293 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 79,431 | 79,431 | - | - | Stock Option (right to buy) | |
| Jonathan B. Siegel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 45,486 | 45,486 | - | - | Stock Option (right to buy) | |
| Carol R. Lizak | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Jonathan S. Wolin | Chief of Staff, CCO & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2020 | 59,753 | 59,753 | - | - | Stock Option (right to buy) | |
| Gregory J. Divis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 121,573 | 121,573 | - | - | Stock Option (right to buy) | |
| John J. Micek | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 121,573 | 121,573 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 347,351 | 347,351 | - | - | Stock Option (right to buy) | |
| Karen Wright | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 303,932 | 303,932 | - | - | Stock Option (right to buy) | |
| Jeffrey C. Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 121,573 | 121,573 | - | - | Stock Option (right to buy) | |
| Murray David MacNaughtan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2019 | 121,573 | 121,573 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jul 2019 | 208,410 | 208,410 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 180,582 | 180,582 | - | - | Series 2 Warrant to Purchase Common Stock | |
| James J. Bochnowski | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 180,582 | 180,582 | - | - | Series 1 Warrant to Purchase Common Stock | |
| James J. Bochnowski | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 218,750 | 218,750 | - | - | Bridge Warrant to Purchase Common Stock | |
| James J. Bochnowski | None | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 23 Jul 2019 | 180,582 | 181,618 (1%) | 3% | 2 | 361,164 | Common Stock |
| Lisa A Conte | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 37,500 | 37,500 | - | - | Bridge Warrant to Purchase Common Stock | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jul 2019 | 1,042,052 | 1,042,052 | - | - | Stock Option (right to buy) | |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 23 Jul 2019 | 12,705 | 13,276 (0%) | 0% | 2 | 25,410 | Common Stock |
| Jonathan B. Siegel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jul 2019 | 208,410 | 208,410 | - | - | Stock Option (right to buy) | |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 12,705 | 12,705 | - | - | Series 2 Warrant to Purchase Common Stock | |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 12,705 | 12,705 | - | - | Series 1 Warrant to Purchase Common Stock | |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jul 2019 | 34,375 | 34,375 | - | - | Bridge Warrant to Purchase Common Stock | |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 0.60 per share. | 04 Oct 2018 | 25,000 | 40,000 (0%) | 0% | 0.6 | 15,000 | Common Stock |
| Jonathan M Glaser | Other | Gift of securities by or to the insider at price $ 0.00 per share. | 25 Sep 2018 | 60,000 | 720,405 (7%) | 0% | 0 | Common Stock | |
| Lisa A Conte | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 18 Jul 2018 | 1,500 | 7,500 (0%) | 0% | 1.1 | 1,669 | Common Stock |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 1.10 per share. | 18 Jul 2018 | 5,000 | 14,732 (0%) | 0% | 1.1 | 5,476 | Common Stock |
| Jonathan B. Siegel | None | Purchase of securities on an exchange or from another person at price $ 1.19 per share. | 17 Jul 2018 | 268 | 15,000 (0%) | 0% | 1.2 | 319 | Common Stock |
| Gregory J. Divis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2018 | 104,860 | 104,860 | - | - | Stock Option (right to buy) | |
| Murray David MacNaughtan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2018 | 104,860 | 104,860 | - | - | Stock Option (right to buy) | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2018 | 447,935 | 447,935 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2018 | 149,311 | 149,311 | - | - | Stock Option (right to buy) | |
| Karen Wright | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2018 | 85,854 | 85,854 | - | - | Stock Option (right to buy) | |
| Jeffrey C. Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2018 | 104,860 | 104,860 | - | - | Stock Option (right to buy) | |
| Jonathan B. Siegel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2018 | 104,860 | 104,860 | - | - | Stock Option (right to buy) | |
| John J. Micek | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 38,643 | 38,643 | - | - | Stock Option (right to buy) | |
| John J. Micek | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 146,804 | 146,804 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 251,665 | 251,665 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 71,709 | 71,709 | - | - | Stock Option (right to buy) | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 3,247,242 | 3,247,242 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 1,327,881 | 1,327,881 | - | - | Stock Option (right to buy) | |
| Jiahao Qiu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 12,965 | 12,965 | - | - | Stock Option (right to buy) | |
| Zhi Yang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 12,965 | 12,965 | - | - | Stock Option (right to buy) | |
| Folkert W. Kamphuis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 53,164 | 53,164 | - | - | Stock Option (right to buy) | |
| Karen Wright | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 998,857 | 998,857 | - | - | Stock Option (right to buy) | |
| Ari Azhir | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2018 | 39,286 | 39,286 | - | - | Stock Option (right to buy) | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2017 | 285,807 | 285,807 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2017 | 95,269 | 95,269 | - | - | Stock Option (right to buy) | |
| Karen Wright | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2017 | 54,295 | 54,295 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 28 Jun 2017 | 100,000 | 797,935 (5%) | 0% | 0.5 | 50,000 | Common Stock |
| John J. Micek | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 10,884 | 10,884 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 16,378 | 16,378 | - | - | Stock Option (right to buy) | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 16,998 | 16,998 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 4,496 | 4,496 | - | - | Stock Option (right to buy) | |
| Folkert W. Kamphuis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 13,771 | 13,771 | - | - | Stock Option (right to buy) | |
| Karen Wright | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 2,866 | 2,866 | - | - | Stock Option (right to buy) | |
| Roger J. Waltzman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2016 | 2,866 | 2,866 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2016 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Lisa A Conte | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2016 | 318,000 | 318,000 | - | - | Stock Option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2016 | 23,042 | 23,042 | - | - | Stock Option (right to buy) | |
| Folkert W. Kamphuis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2016 | 13,000 | 13,000 | - | - | Stock Option (right to buy) | |
| Karen Wright | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2016 | 103,698 | 103,698 | - | - | Stock Option (right to buy) | |
| Folkert W. Kamphuis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Roger J. Waltzman | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2016 | 127,500 | 127,500 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 11,293 | 11,293 | - | - | Stock option (right to buy) | |
| Lisa A Conte | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 85,616 | 85,616 | - | - | Stock option (right to buy) | |
| Lisa A Conte | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 69,970 | 69,970 | - | - | Stock option (right to buy) | |
| Lisa A Conte | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 113,212 | 113,212 | - | - | Stock option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 28,263 | 28,263 | - | - | Stock option (right to buy) | |
| Steven R. King | Executive VP and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 49,942 | 49,942 | - | - | Stock option (right to buy) | |
| Jiahao Qiu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 1,901 | 1,901 | - | - | Stock option (right to buy) | |
| Zhi Yang | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 1,901 | 1,901 | - | - | Stock option (right to buy) | |
| Folkert W. Kamphuis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 9,504 | 9,504 | - | - | Stock option (right to buy) | |
| Karen Wright | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 3,802 | 3,802 | - | - | Stock option (right to buy) | |
| Philippe Brianceau | Chief Veterinary Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Feb 2016 | 160,000 | 487,576 | - | - | Common Stock | |
| James J. Bochnowski | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2015 | 20,000 | 20,000 | - | - | Stock option (right to buy) | |
| Jiahao Qiu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2015 | 10,000 | 10,000 | - | - | Stock option (right to buy) | |
| Zhi Yang | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2015 | 10,000 | 10,000 | - | - | Stock option (right to buy) | |
| Folkert W. Kamphuis | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2015 | 50,000 | 50,000 | - | - | Stock option (right to buy) | |
| John A. Kallassy | CFO, COO, Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2015 | 13,365 | 13,365 | - | - | Stock Option (right to buy) | |
| James J. Bochnowski | None | 18 May 2015 | 224,499 | 0 | - | - | Series A Preferred Stock | ||
| James J. Bochnowski | None | 18 May 2015 | 148,332 | 247,220 | - | - | Common Stock | ||
| James J. Bochnowski | None | 18 May 2015 | 35,714 | 282,934 | - | - | Common Stock | ||
| James J. Bochnowski | None | 18 May 2015 | 44,642 | 327,576 | - | - | Common Stock | ||
| Michael Hauser | Chf Veterinarian, Clinical Ops | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2015 | 73,000 | 73,000 | - | - | Stock Option (right to buy) | |
| Zhi Yang | Director, Ten Percent Owner | 18 May 2015 | 2,224,991 | 0 | - | - | Series A Preferred Stock | ||
| Zhi Yang | Director, Ten Percent Owner | 18 May 2015 | 1,483,326 | 1,522,881 | - | - | Common Stock |